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Study plan

How to pass HKSI Paper 1: a seven-day plan

You need 70% to pass. This seven-day plan is HKFinancePrep editorial guidance — not an official HKSI plan, and it does not guarantee that you will pass — designed for a final focused week when you already have some grounding.

Reviewed 16 July 2026

The principle: understand, don't memorise

Paper 1 rewards understanding how the rules fit together — which regulator does what, when a duty applies, what the consequence of a breach is. Memorising specific past questions is fragile because the exam rephrases the same concepts.

So the plan below spends most of its time on practice and error review, using each wrong answer to find the concept you have not yet understood.

A seven-day focus plan (editorial guidance)
DayFocusActivity
1BaselineTake a timed mock; record your weakest chapters
2High-weight chaptersReview Chapters 4 and 5 concepts, then drill them
3High-weight chaptersReview Chapters 3 and 6, then drill them
4Mid-weight chaptersWork through Chapters 7, 8 and 9
5FoundationsRefresh Chapters 1 and 2; revisit earlier errors
6Error reviewRe-drill every question you got wrong this week
7RehearsalTake a fresh timed mock; light review only, then rest

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Sources

Independent study platform for HKSI LE candidates. Not affiliated with, endorsed by, sponsored by, or approved by the HKSI Institute, SFC, or HKEX. Always confirm current examination details on the official HKSI Institute website.